Regulation

The corporate regulator put pressure on Dover Financial Advisers managing director Terry McMaster to immediately close his dealer group in...

ASIC has taken Morgan Stanley Wealth Management to task for making misleading claims about its supposed ‘independence’ in breach of the Corporations Act.

The Minister for Revenue and Financial Services Kelly O’Dwyer has unveiled the National Financial Capability Strategy, the financial literacy program...

The government’s proposed product design and distribution legislation will increase vertical integration and take the industry back to the days...

Smaller banking entities are likely to bear the brunt of increased regulation arising from back-to-back financial services inquiries, argues COBA.

The main issue with taking legal action against rogue super funds is that the process costs time and money, APRA...

ASIC deputy chair Peter Kell has conceded that the grandfathering of commissions is not at all in the interests of...

The government has released exposure draft legislation for the Consumer Data Right, which will give users the ability to grant...

Friday’s “blow-torch” royal commission hearings could result in vertically integrated firms like IOOF being dismantled by the regulator, says Morningstar.

Leaders in the Australian banking sector would advise the government to create a fairer playing field for both smaller and...