Regulation

The global CFA Institute and its Australian subsidiary have released 10 major recommendations for reform in the wealth management industry and...

ASIC has obtained declarations against an asset manager after the Queensland Supreme Court found the company’s bank accounts showed $1...

The Australian Council of Superannuation Investors has called for APRA to update its investment guidance to change its coverage on...

The Australian Council of Superannuation Investors has called for ASX-listed companies to improve on workplace culture and diversity, saying organisations...

Fund manager Christopher Joye says he has it on good authority that the RBA, APRA and the banking industry are...

The Australian Prudential Regulatory Authority has called on the life insurance industry to urgently address concerns about the sustainability of...

ASIC has suspended the Australian Financial Services licence of a financial advice dealer group for breaching its obligations and failing...

APRA has released details on its future role and approach to enforcement, with the prudential watchdog aiming to be more...

Following an ASIC investigation, Citigroup will refund over $3 million to 114 retail customers for losses arising out of structured...

ASIC has warned Australian financial services licensees that offer over-the-counter derivatives to retail investors located overseas could be breaking laws...