Kate Humphries, the former general manager of Netwealth-owned consultancy Pathway Licensee Services, has been recruited to head up Holley Nethercote’s Sydney office.
Ms Humphries left the Netwealth Advice Group in June 2014, amid a raft of personnel and structural changes at the company.
After taking a number of months' personal leave, Ms Humphries has confirmed to InvestorDaily she has been hired by Melbourne law firm Holley Nethercote as general manager of its new Sydney office.
A well-known financial services regulatory expert, Ms Humphries will work with Holley Nethercote’s clients on AFSL applications, compliance training and support, with a particular focus on financial planning licensees.
Prior to joining Paragem Dealer Services – which later became Pathway – Ms Humphries was a compliance officer at Zurich Financial Services Australia and national compliance manager at Financial Services Partners.
MLC Asset Management has announced the appointment of a new head of institutional distribution. ...