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Netwealth exec joins boutique law firm

Netwealth exec joins boutique law firm

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By Aleks Vickovich
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2 minute read

Kate Humphries, the former general manager of Netwealth-owned consultancy Pathway Licensee Services, has been recruited to head up Holley Nethercote’s Sydney office.

Ms Humphries left the Netwealth Advice Group in June 2014, amid a raft of personnel and structural changes at the company.

After taking a number of months' personal leave, Ms Humphries has confirmed to InvestorDaily she has been hired by Melbourne law firm Holley Nethercote as general manager of its new Sydney office.

A well-known financial services regulatory expert, Ms Humphries will work with Holley Nethercote’s clients on AFSL applications, compliance training and support, with a particular focus on financial planning licensees.

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Prior to joining Paragem Dealer Services – which later became Pathway – Ms Humphries was a compliance officer at Zurich Financial Services Australia and national compliance manager at Financial Services Partners.