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Regulation

Staff Reporter

BGC Partners has paid a $90,000 fine to comply with an infringement notice issued by the Markets Disciplinary Panel, ASIC has said.

Staff Reporter

Australian whistleblowers need a single piece of legislation to protect them, separate from the “narrow” provisions within the Corporations Act, says the Governance Institute.

Tim Stewart

The government is likely to push through its crowdfunding bill after it received approval from a Senate committee yesterday, but objections to the public company requirement remain.

Linda Santacruz

The Commonwealth Bank has finalised the 8,600 client assessments that constitute its Open Advice Review program, with total compensation offered to affected clients rising to $23 million.

Killian Plastow

Nulis Nominees, the trustee for NAB’s superannuation funds, has commissioned KPMG to conduct an independent assurance review following an agreement with ASIC.

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Appointments

Tom Garcia, AIST, Eva Scheerlinck

Staff Reporter

Insyn Funds Management, Monik Kotecha, John Lobb, Global Titans, portfolio management, equity investment, global equity

Staff Reporter

Mark Beardow, AMP Capital, Adam Tindall, AMP

Tim Stewart

Analysis

ASIC, fintech regulation, Airwallex, Jack Zhang, fintech law, innovation, financial services,

Jack Zhang

ASIC, AFSL, Bill Fuggle, Ian Yau, Baker & McKenzie, financial services law, finance regulation,

Bill Fuggle

Lazard Asset Management, James Donald, emerging markets, Trump

James Donald

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