BGC Partners has paid a $90,000 fine to comply with an infringement notice issued by the Markets Disciplinary Panel, ASIC has said.
Australian whistleblowers need a single piece of legislation to protect them, separate from the “narrow” provisions within the Corporations Act, says the Governance Institute.
The government is likely to push through its crowdfunding bill after it received approval from a Senate committee yesterday, but objections to the public company requirement remain.
The Commonwealth Bank has finalised the 8,600 client assessments that constitute its Open Advice Review program, with total compensation offered to affected clients rising to $23 million.
Nulis Nominees, the trustee for NAB’s superannuation funds, has commissioned KPMG to conduct an independent assurance review following an agreement with ASIC.
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