Regulation
Regulation

Staff Reporter

The corporate regulator has affirmed its position on changes to section 923A of the Corporations Act, which will restrict the terms financial advisers can use to describe their businesses.

Tim Stewart

The Federal Court has approved ANZ’s settlement with ASIC in the bank bill swap rate action, with ANZ agreeing to pay $50 million and accepting it attempted to engage in “unconscionable conduct”.

Staff Reporter

Former stockbroker Lewis Anthony Wright Fellowes has been sentenced to prison for dishonestly using client funds for personal financial gain following numerous charges brought against him by ASIC.

Staff Reporter

The Coalition government has released a consultation paper on the terms of reference, governance and funding arrangements for the new Australian Financial Complaints Authority (AFCA).

Tim Stewart

The corporate regulator has agreed to conduct a review of its new fee disclosure regime in the face of opposition from the industry fund sector.

promoted stories

Appointments

Blake Briggs

FSC loses two senior policy managers

Tim Stewart

John Patrick Moorhead

AMP Capital appoints new CFO

Staff Reporter

Phoebe Ieong

BNY Mellon appoints head of distribution, APAC

Staff Reporter

Analysis

Doug Morris

What a blockchain-powered ASX should mean

Doug Morris

Lucy O’Carroll

Separating the signals from the noise

Lucy O’Carroll

Dan Bosscher

Could passive investing have structural issues?

Dan Bosscher