Challenger has announced the appointment of Nick Hamilton as chief executive, funds management, effective from Monday 23 September 2019.
Following an ASIC investigation, Citigroup will refund over $3 million to 114 retail customers for losses arising out of structured product investments offered between 2013 and 2017.
Slater & Gordon has announced today the launch of what could potentially be Australia’s largest class action lawsuit.
A national law firm is considering a class action against embattled wealth giant IOOF.
The life insurer has admitted it took no disciplinary action against the head of its direct sales division after he told senior management that he was looking to ‘circumvent’ FOFA and break the law.
Australia has driven down corporate deal making activity in the Asia-Pacific region over 2018 amid growing concerns over compliance and ambiguity over future policies.
A new report is urging corporate Australia to take the lead on addressing the nation’s mental health crisis, ahead of World Mental Health Day on 10 October.
Swiss investment banking heavyweight Credit Suisse has announced on Friday the appointment of its new CEO of Australia.
An Australian investment management business has today announced the appointment of its new chief executive officer.
The former director of collapsed wealth group Trio Capital has warned that systemic failures in the financial services industry will continue in Australia unless laws are changed.
We’ve unpacked the 2019-20 federal budget and identified exactly what it means for Australian wealth management professionals and their clients.
The freshly rebranded CFSGAM business kicked off its adviser roadshows by highlighting a few of the benefits of paying active management fees.
ASIC has cancelled the AFSL of retail OTC derivative issuer Berndale Capital Securities and banned its former director.
A former NAB adviser has been sentenced to three years imprisonment after he was charged by the District Court of NSW earlier this year for numerous incidents of dishonest conduct.
The royal commission has heard how the insurance provider sold cover over the phone to a number of vulnerable people including a disabled man with Down Syndrome.
A damning new report recommending extensive reform in the financial sector has taken aim at fund managers that pay a sponsorship fee to have their product offered on wraps and platforms.
Australia’s competition watchdog is proposing to accept an application for a certification trademark that signals to potential investors that a fund manager or financial institution’s investments by a fund manager or financial institution are ‘tobacco free’.
Former Perpetual managing director Geoff Lloyd has been announced as the new chief executive of MLC, following NAB’s decision to exit its wealth management business.
One fund manager anticipates more trouble ahead for global markets as trade talks and Brexit tensions play havoc with international equities.
The Federal government has today announced that it will be commissioning an independent review of the retirement income system.
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