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Regulation

regulation

24 May 2023 • By Reporter • 1 min read

Former MD of collapsed fund manager sentenced

The former managing director has been convicted of criminal charges. On Wednesday, the Australian Securities and Investments Commission (ASIC) ...

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BNPL stocks drop as government moves to regulate

The government has confirmed its plans to regulate the buy now, pay later sector. Shares in Zip and Afterpay owner Block have fallen after ...

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Former fund manager receives 3-year ban over naked short selling

The former fund manager has been banned from providing financial services. In a statement on Monday, the Australian Securities and Investments ...

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Assistant of unregistered investment scheme operator charged for involvement in alleged fraud

The assistant of an unregistered investment scheme operator has been charged with assisting his alleged fraud. Linda Marissen has appeared at the ...

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Could April’s surprise jobless rate push RBA to pause?

An uptick in the unemployment rate could give the RBA cause to pause in June. Australia’s unemployment rate rose to 3.7 per cent in April, ...

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ASIC issues 8 more interim stop orders due to TMD deficiencies

The regulator has since revoked the orders after its concerns were addressed. On 16 May, the Australian Securities and Investments Commission ...

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Will the RBA deliver one final rate hike in June?

Australia’s top banks have outlined two main scenarios for the future of interest rates. The Reserve Bank of Australia (RBA) is expected to ...

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Nuix CEO under ASIC scrutiny over share purchase

The regulator has informed Nuix that it is conducting an investigation. The Australian Securities and Investments Commission (ASIC) has launched an ...

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RBA warns further hikes may be needed to extinguish inflation threat

The central bank has released the minutes of its latest board meeting, outlining the reasoning behind its May rate hike. The Reserve Bank of ...

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Melbourne man indicted on insider trading charges

The man has been indicted on two counts of insider trading. On Monday, the Australian Securities and Investments Commission (ASIC) announced that ...

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